Useful Forms
Opening New Accounts  
   
New Account Form Open an account at Fulcrum.
Investment Advisory Profile Agreement Set up a managed account.
Managed Client Authorization Form Suppress receipt of proxy statements and trade confirmations.
ProCash Plus Application Establish check writing ability on brokerage account.
SelectLink Request Consolidate account reporting and statements.
ACH Authorization Agreement Move your funds between Fulcrum accounts and other financial institutions.
Account Transfer Form Transfer your account at another firm to Fulcrum.
   
Retirement Accounts  
   
Traditional IRA Agreement Open an IRA Account. Also requires a New Account Form.
Roth IRA Agreement Open a Roth IRA Account. Also requires a New Account Form.
Rollover IRA Agreement Rollover your assets from a qualified plan at another firm into an IRA Rollover account with Fulcrum.
SEP IRA Agreement Open a SEP IRA Account. Also requires a New Account Form and a 5305 SEP IRA Contribution Agreement.
5305 SEP IRA Contribution Agreement  
SIMPLE IRA Agreement Open a SIMPLE IRA Account. Also requires a New Account Form and a 5304 SEP IRA Contribution Agreement.
5304 SIMPLE IRA Agreement  
IRA Distribution Request Form Distribution for single or periodic payments.
ACH Authorization Agreement for Retirement Plans Set up direct deposit of IRA distribution to another financial institution. IRA Distribution Request Form is also required.
IRA Designation of Beneficiary Form Add, delete, or change your designated IRA primary or contingent beneficiaries.
Account Transfer Form Transfer your account at another firm to Fulcrum.
   
Miscellaneous Forms  
   
Federal Funds Wire Request Wire money from your Fulcrum account to another financial institution.
Investment Disclosure Form Identifies risks associated with individual products.
Exchange Disclosure Form Details source of funds for variable annuity.

 

Member FINRA/SIPC